Series 6 Lessons

Series 6 Lessons for the FINRA Series 6 Exam

The FINRA Series 6 Exam lessons are audio lessons to assist in passing the Series 6 Exam which is required to sell investment company and variable contract products representative, including sales of mutual funds and variable annuities.

Candidates must pass both the Securities Industry Essentials (SIE) exam and the Series 6 exam to obtain the Investment Company and Variable Contracts Products registration.

Individuals passing these exams may be licensed to sell a limited set of securities products:

Mutual funds
Closed-end funds on the initial offering only
Unit investment trusts
Variable Annuities

This exam is administered by the Financial Industry Regulatory Authority (FINRA)

The FINRA Series 6 Exam is an entry level exam. Once registered you will able to offer investment company and variable investment products to investors

In order to be able to offer other investment products to individuals such as Stocks and Bonds a Series 7 License is Required.

The exam candidate is required to master quite a bit of material. Our audio lessons are designed to act a audio supplement to the regular book or classwork needed to prepare for this exam.

Sample lessons and more details are available at https://series6lessons.com

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